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RTX Corp — Director's Dealing 2006
Apr 21, 2006
29781_dirs_2006-04-21_8b053714-ff8a-45c6-aa76-09856cbae3f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-04-19
Reporting Person: TRACHSEL WILLIAM H (SVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-04-19 | Common Stock | M | 80000 | $24.7187 | Acquired | 140824.0000 | Direct |
| 2006-04-19 | Common Stock | F | 31489 | $62.8000 | Disposed | 109335.0000 | Direct |
| 2006-04-19 | Common Stock | F | 20173 | $62.8000 | Disposed | 89162.0000 | Direct |
| 2006-04-19 | Common Stock | S | 600 | $63.5500 | Disposed | 88562.0000 | Direct |
| 2006-04-19 | Common Stock | S | 8300 | $63.6000 | Disposed | 80262.0000 | Direct |
| 2006-04-19 | Common Stock | S | 9938 | $63.6200 | Disposed | 70324.0000 | Direct |
| 2006-04-19 | Common Stock | S | 100 | $63.6400 | Acquired | 70424.0000 | Direct |
| 2006-04-20 | Common Stock | S | 9400 | $63.5000 | Disposed | 61024.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-04-19 | Non-Qualified Stock Option (right to buy) | $24.7187 | M | 80000 | Disposed | 2008-04-30 | Common Stock (80000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12805.7690 | Indirect |
Footnotes
F1: The reporting person also directly owns 22,936 shares of United Technologies Career Restricted Common Stock.
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