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RTX Corp — Director's Dealing 2006
Apr 25, 2006
29781_dirs_2006-04-25_86c878bc-9539-4333-aef6-fb7f07750e98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-04-21
Reporting Person: DARNIS GERAUD (President, Carrier Corporation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-04-21 | Common Stock | M | 23700 | $31.2500 | Acquired | 60443.7730 | Direct |
| 2006-04-21 | Common Stock | F | 5061 | $64.2200 | Disposed | 55382.7730 | Direct |
| 2006-04-21 | Common Stock | M | 36300 | $31.2500 | Acquired | 91682.7730 | Direct |
| 2006-04-21 | Common Stock | F | 17664 | $64.2200 | Disposed | 74018.7730 | Direct |
| 2006-04-21 | Common Stock | F | 7751 | $64.2200 | Disposed | 66267.7730 | Direct |
| 2006-04-24 | Common Stock | S | 4524 | $64.4000 | Disposed | 61743.7730 | Direct |
| 2006-04-24 | Common Stock | S | 5000 | $64.3500 | Disposed | 56743.7730 | Direct |
| 2006-04-24 | Common Stock | S | 10000 | $64.3000 | Disposed | 46743.7730 | Direct |
| 2006-04-24 | Common Stock | S | 10000 | $64.2500 | Disposed | 36743.7730 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-04-21 | Non-Qualified Stock Option (right to buy) | $31.2500 | M | 23700 | Disposed | 2010-01-02 | Common Stock (23700.0000) | Direct |
| 2006-04-21 | Non-Qualified Stock Option (right to buy) | $31.2500 | M | 36300 | Disposed | 2010-01-02 | Common Stock (36300.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7046.0020 | Indirect |
Footnotes
F1: The reporting person also directly owns 4,224 shares of United Technologies Career Restricted Common Stock.
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