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RTX Corp — Director's Dealing 2006
May 12, 2006
29781_dirs_2006-05-12_d8b1a2af-1e7b-46a1-b389-baf2cdace03f.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-01-17
Reporting Person: Brown William M (President, UTC Fire & Security)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2104.015 | Indirect |
| No Securities Owned | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $20.9531 | 2007-06-30 | Common Stock (22000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $18.2812 | 2008-01-01 | Common Stock (20000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $18.2812 | 2008-01-01 | Common Stock (6000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $27.0000 | 2009-01-03 | Common Stock (24000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $31.2500 | 2010-01-02 | Common Stock (20600.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $37.6250 | 2011-01-01 | Common Stock (22200.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $38.5000 | 2011-04-25 | Common Stock (100000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $32.1700 | 2012-01-01 | Common Stock (33400.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $31.7050 | 2013-01-01 | Common Stock (44000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $46.7600 | 2014-01-08 | Common Stock (37000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.5000 | 2015-01-02 | Common Stock (36900.0000) | Direct | |
| Stock Appreciation Right | $56.5300 | 2016-01-02 | Common Stock (25000.0000) | Direct |
Footnotes
F1: The following footnote was inadvertently not included on the intial filing: The report person also holds 7,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
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