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RTX Corp — Director's Dealing 2006
Jun 15, 2006
29781_dirs_2006-06-15_ac5ab0de-44d0-4a96-8686-ce6b6b076e34.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-06-13
Reporting Person: POPOFF FRANK P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-06-13 | Common Stock | M | 5000 | $37.4999 | Acquired | 39700.0000 | Indirect |
| 2006-06-13 | Common Stock | M | 8000 | $30.5250 | Acquired | 47700.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-06-13 | Non-Qualified Stock Option (right to buy) | $37.4999 | M | 5000 | Disposed | 2012-04-09 | Common Stock (5000.0000) | Direct |
| 2006-06-13 | Non-Qualified Stock Option (right to buy) | $30.5250 | M | 8000 | Disposed | 2013-04-08 | Common Stock (8000.0000) | Direct |
Footnotes
F1: The reporting person also indirectly owns 8,000 shares of United Technologies Restricted Common Stock held in a revocable trust.
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