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RTX Corp — Director's Dealing 2006
Aug 14, 2006
29781_dirs_2006-08-14_adc0fef7-742d-4ba1-b5ac-87fc77ac2e8c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-08-10
Reporting Person: FINGER STEPHEN N (President, Pratt & Whitney)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-08-10 | Common Stock | M | 32000 | $17.2500 | Acquired | 44086.0000 | Direct |
| 2006-08-10 | Common Stock | F | 9132 | $60.4500 | Disposed | 34954.0000 | Direct |
| 2006-08-10 | Common Stock | F | 8907 | $60.4500 | Disposed | 26047.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-08-10 | Non-Qualified Stock Option (right to buy) | $17.2500 | M | 32000 | Disposed | 2007-02-02 | Common Stock (32000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20688.8490 | Indirect |
Footnotes
F1: The reporting person also directly owns 5,600 shares of United Technologies Career Restricted Common Stock and 50,000 shares of Restricted Common Stock.
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