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RTX Corp — Director's Dealing 2006
Sep 15, 2006
29781_dirs_2006-09-15_7c690c72-41d6-49a3-891b-6a92df657608.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-09-13
Reporting Person: MYERS RICHARD B (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-09-13 | Phantom Stock Unit | $ | A | 2347.7853 | Acquired | Common Stock (2347.7853) | Direct | |
| 2006-09-13 | Restricted Stock Units | $ | A | 1565.1902 | Acquired | Common Stock (1565.1902) | Direct |
Footnotes
F1: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash.
F2: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash.