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RTX Corp — Director's Dealing 2006
Oct 19, 2006
29781_dirs_2006-10-19_e21a3ce6-9ed1-4ab0-b015-4bc39e5e969b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-10-17
Reporting Person: CHENEVERT LOUIS (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-10-17 | Common Stock | M | 23000 | $18.2812 | Acquired | 91029.0000 | Direct |
| 2006-10-17 | Common Stock | F | 6441 | $65.2800 | Disposed | 84588.0000 | Direct |
| 2006-10-17 | Common Stock | F | 6877 | $65.2800 | Disposed | 77711.0000 | Direct |
| 2006-10-17 | Common Stock | M | 30000 | $36.2187 | Acquired | 107711.0000 | Direct |
| 2006-10-17 | Common Stock | F | 16645 | $65.2800 | Disposed | 91066.0000 | Direct |
| 2006-10-17 | Common Stock | F | 5547 | $65.2800 | Disposed | 85519.0000 | Direct |
| 2006-10-18 | Common Stock | S | 1600 | $65.1600 | Disposed | 83919.0000 | Direct |
| 2006-10-18 | Common Stock | S | 800 | $65.1700 | Disposed | 83119.0000 | Direct |
| 2006-10-18 | Common Stock | S | 100 | $65.1800 | Disposed | 83019.0000 | Direct |
| 2006-10-18 | Common Stock | S | 2700 | $65.2100 | Disposed | 80319.0000 | Direct |
| 2006-10-18 | Common Stock | S | 300 | $65.2200 | Disposed | 80019.0000 | Direct |
| 2006-10-18 | Common Stock | S | 290 | $65.2400 | Disposed | 79729.0000 | Direct |
| 2006-10-18 | Common Stock | S | 1100 | $65.2500 | Disposed | 78629.0000 | Direct |
| 2006-10-18 | Common Stock | S | 2300 | $65.2700 | Disposed | 76329.0000 | Direct |
| 2006-10-18 | Common Stock | S | 1300 | $65.2800 | Disposed | 75029.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-10-17 | Non-Qualified Stock Option (right to buy) | $18.2812 | M | 23000 | Disposed | 2008-01-01 | Common Stock (23000.0000) | Direct |
| 2006-10-17 | Non-Qualified Stock Option (right to buy) | $36.2187 | M | 30000 | Disposed | 2009-04-29 | Common Stock (30000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2834.4950 | Indirect |
Footnotes
F1: The reporting person also directly owns 2,400 shares of United Technologies Career Restricted Common Stock.
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