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RTX Corp — Director's Dealing 2006
Oct 19, 2006
29781_dirs_2006-10-19_7080d33a-0387-4a5e-830a-38ce88aa4c26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-10-18
Reporting Person: TRACHSEL WILLIAM H (SVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-10-18 | Common Stock | M | 12000 | $18.2812 | Acquired | 72824.0000 | Direct |
| 2006-10-18 | Common Stock | F | 3346 | $65.5700 | Disposed | 69478.0000 | Direct |
| 2006-10-18 | Common Stock | F | 3599 | $65.5700 | Disposed | 65879.0000 | Direct |
| 2006-10-18 | Common Stock | M | 60000 | $18.2812 | Acquired | 125879.0000 | Direct |
| 2006-10-18 | Common Stock | F | 16729 | $65.5700 | Disposed | 109150.0000 | Direct |
| 2006-10-18 | Common Stock | F | 17995 | $65.5700 | Disposed | 91155.0000 | Direct |
| 2006-10-19 | Common Stock | S | 900 | $65.1700 | Disposed | 90255.0000 | Direct |
| 2006-10-19 | Common Stock | S | 100 | $65.1600 | Disposed | 90155.0000 | Direct |
| 2006-10-19 | Common Stock | S | 1900 | $65.1400 | Disposed | 88255.0000 | Direct |
| 2006-10-19 | Common Stock | S | 4831 | $65.1300 | Disposed | 83424.0000 | Direct |
| 2006-10-19 | Common Stock | S | 1600 | $65.1200 | Disposed | 81824.0000 | Direct |
| 2006-10-19 | Common Stock | S | 100 | $65.1100 | Disposed | 81724.0000 | Direct |
| 2006-10-19 | Common Stock | S | 11300 | $65.1000 | Disposed | 70424.0000 | Direct |
| 2006-10-19 | Common Stock | S | 4000 | $65.0400 | Disposed | 66424.0000 | Direct |
| 2006-10-19 | Common Stock | S | 5400 | $65.0100 | Disposed | 61024.0000 | Direct |
| 2006-10-19 | Common Stock | S | 200 | $65.1500 | Disposed | 60824.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-10-18 | Non-Qualified Stock Option (right to buy) | $18.2812 | M | 12000 | Disposed | 2008-01-01 | Common Stock (12000.0000) | Direct |
| 2006-10-18 | Non-Qualified Stock Option (right to buy) | $18.2812 | M | 60000 | Disposed | 2008-01-01 | Common Stock (60000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12913.7200 | Indirect |
Footnotes
F1: The reporting person also directly owns 22,936 shares of United Technologies Career Restricted Common Stock.
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