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RTX Corp — Director's Dealing 2006
Nov 1, 2006
29781_dirs_2006-11-01_662ff040-61e2-4f07-b18f-0cc827442d50.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-01-13
Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-01-13 | Common Stock | G | 150 | — | Disposed | 1661736.0000 | Direct |
| 2006-03-13 | Common Stock | G | 250 | — | Disposed | 1661486.0000 | Direct |
| 2006-10-31 | Common Stock | S | 5000 | $65.9552 | Disposed | 1686074.0000 | Direct |
| 2006-03-16 | Common Stock | G | 425 | — | Disposed | 1661061.0000 | Direct |
| 2006-03-17 | Common Stock | G | 600 | — | Disposed | 1660461.0000 | Direct |
| 2006-04-27 | Common Stock | G | 1600 | — | Disposed | 1658861.0000 | Direct |
| 2006-05-02 | Common Stock | G | 1000 | — | Disposed | 1657861.0000 | Direct |
| 2006-05-10 | Common Stock | G | 80 | — | Disposed | 1657781.0000 | Direct |
| 2006-10-02 | Common Stock | G | 1700 | — | Disposed | 1656081.0000 | Direct |
| 2006-10-10 | Common Stock | G | 5000 | — | Disposed | 1651081.0000 | Direct |
| 2006-10-13 | Common Stock | G | 300 | — | Disposed | 1650781.0000 | Direct |
| 2006-10-30 | Common Stock | M | 300000 | $18.9687 | Acquired | 1950781.0000 | Direct |
| 2006-10-30 | Common Stock | F | 86854 | $65.5200 | Disposed | 1863927.0000 | Direct |
| 2006-10-30 | Common Stock | F | 89003 | $65.5200 | Disposed | 1774924.0000 | Direct |
| 2006-10-30 | Common Stock | G | 3080 | — | Disposed | 1771844.0000 | Direct |
| 2006-10-30 | Common Stock | G | 770 | — | Disposed | 1771074.0000 | Direct |
| 2006-10-31 | Common Stock | S | 5000 | $65.7300 | Disposed | 1766074.0000 | Direct |
| 2006-10-31 | Common Stock | S | 5000 | $65.7000 | Disposed | 1761074.0000 | Direct |
| 2006-10-31 | Common Stock | S | 5000 | $65.7012 | Disposed | 1756074.0000 | Direct |
| 2006-10-31 | Common Stock | S | 10000 | $65.9000 | Disposed | 1746074.0000 | Direct |
| 2006-10-31 | Common Stock | S | 5000 | $65.8520 | Disposed | 1741074.0000 | Direct |
| 2006-10-31 | Common Stock | S | 5000 | $65.7019 | Disposed | 1736074.0000 | Direct |
| 2006-10-31 | Common Stock | S | 10000 | $66.1000 | Disposed | 1726074.0000 | Direct |
| 2006-10-31 | Common Stock | S | 20000 | $66.0000 | Disposed | 1706074.0000 | Direct |
| 2006-10-31 | Common Stock | S | 10000 | $66.0500 | Disposed | 1696074.0000 | Direct |
| 2006-10-31 | Common Stock | S | 5000 | $66.0089 | Disposed | 1691074.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-10-30 | Non-Qualified Stock Option (right to buy) | $18.9687 | M | 300000 | Disposed | 2007-02-24 | Common Stock (300000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10087.7610 | Indirect |
Footnotes
F1: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock.
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