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RTX Corp Director's Dealing 2006

Nov 1, 2006

29781_dirs_2006-11-01_662ff040-61e2-4f07-b18f-0cc827442d50.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-01-13

Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2006-01-13 Common Stock G 150 Disposed 1661736.0000 Direct
2006-03-13 Common Stock G 250 Disposed 1661486.0000 Direct
2006-10-31 Common Stock S 5000 $65.9552 Disposed 1686074.0000 Direct
2006-03-16 Common Stock G 425 Disposed 1661061.0000 Direct
2006-03-17 Common Stock G 600 Disposed 1660461.0000 Direct
2006-04-27 Common Stock G 1600 Disposed 1658861.0000 Direct
2006-05-02 Common Stock G 1000 Disposed 1657861.0000 Direct
2006-05-10 Common Stock G 80 Disposed 1657781.0000 Direct
2006-10-02 Common Stock G 1700 Disposed 1656081.0000 Direct
2006-10-10 Common Stock G 5000 Disposed 1651081.0000 Direct
2006-10-13 Common Stock G 300 Disposed 1650781.0000 Direct
2006-10-30 Common Stock M 300000 $18.9687 Acquired 1950781.0000 Direct
2006-10-30 Common Stock F 86854 $65.5200 Disposed 1863927.0000 Direct
2006-10-30 Common Stock F 89003 $65.5200 Disposed 1774924.0000 Direct
2006-10-30 Common Stock G 3080 Disposed 1771844.0000 Direct
2006-10-30 Common Stock G 770 Disposed 1771074.0000 Direct
2006-10-31 Common Stock S 5000 $65.7300 Disposed 1766074.0000 Direct
2006-10-31 Common Stock S 5000 $65.7000 Disposed 1761074.0000 Direct
2006-10-31 Common Stock S 5000 $65.7012 Disposed 1756074.0000 Direct
2006-10-31 Common Stock S 10000 $65.9000 Disposed 1746074.0000 Direct
2006-10-31 Common Stock S 5000 $65.8520 Disposed 1741074.0000 Direct
2006-10-31 Common Stock S 5000 $65.7019 Disposed 1736074.0000 Direct
2006-10-31 Common Stock S 10000 $66.1000 Disposed 1726074.0000 Direct
2006-10-31 Common Stock S 20000 $66.0000 Disposed 1706074.0000 Direct
2006-10-31 Common Stock S 10000 $66.0500 Disposed 1696074.0000 Direct
2006-10-31 Common Stock S 5000 $66.0089 Disposed 1691074.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2006-10-30 Non-Qualified Stock Option (right to buy) $18.9687 M 300000 Disposed 2007-02-24 Common Stock (300000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10087.7610 Indirect

Footnotes

F1: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock.