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RTX Corp — Director's Dealing 2006
Oct 27, 2006
29781_dirs_2006-10-27_c06749eb-b049-468d-b6f1-b1ac27a84e66.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-10-26
Reporting Person: HAYES GREGORY (VP, Accounting and Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-10-26 | Common Stock | M | 15800 | $32.1700 | Acquired | 15800.0000 | Direct |
| 2006-10-26 | Common Stock | M | 20000 | $31.7050 | Acquired | 35800.0000 | Direct |
| 2006-10-26 | Common Stock | S | 5800 | $65.0500 | Disposed | 30000.0000 | Direct |
| 2006-10-26 | Common Stock | S | 10000 | $65.0200 | Disposed | 20000.0000 | Direct |
| 2006-10-26 | Common Stock | S | 14000 | $65.0000 | Disposed | 6000.0000 | Direct |
| 2006-10-26 | Common Stock | S | 3000 | $65.0300 | Disposed | 3000.0000 | Direct |
| 2006-10-26 | Common Stock | S | 3000 | $65.0700 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-10-26 | Non-Qualified Stock Option (right to buy) | $32.1700 | M | 15800 | Disposed | 2012-01-01 | Common Stock (15800.0000) | Direct |
| 2006-10-26 | Non-Qualified Stock Option (right to buy) | $31.7050 | M | 20000 | Disposed | 2013-01-01 | Common Stock (20000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1868.6390 | Indirect |
| Common Stock | 874.0000 | Indirect |
| Common Stock | 996.7990 | Indirect |
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