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RTX Corp — Director's Dealing 2006
Nov 2, 2006
29781_dirs_2006-11-02_ebfcea1e-1edf-4e90-8606-a6ed5c152c1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-10-31
Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-10-31 | Common Stock | M | 13000 | $17.2500 | Acquired | 15927.0000 | Direct |
| 2006-10-31 | Common Stock | S | 3000 | $66.0000 | Disposed | 12927.0000 | Direct |
| 2006-10-31 | Common Stock | S | 5000 | $65.8825 | Disposed | 7927.0000 | Direct |
| 2006-10-31 | Common Stock | S | 5000 | $65.8048 | Disposed | 2927.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-10-31 | Non-Qualified Stock Option (right to buy) | $17.2500 | M | 13000 | Disposed | 2007-02-02 | Common Stock (13000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9779.1930 | Indirect |
Footnotes
F1: The reporting person also directly owns 4,960 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock.
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