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RTX Corp — Director's Dealing 2006
Nov 20, 2006
29781_dirs_2006-11-20_54bb0b16-f904-4806-a420-f8d81e64b9e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-11-16
Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-11-16 | Common Stock | M | 300000 | $18.9687 | Acquired | 1986074.0000 | Direct |
| 2006-11-16 | Common Stock | F | 85240 | $66.7600 | Disposed | 1900834.0000 | Direct |
| 2006-11-16 | Common Stock | F | 89677 | $66.7600 | Disposed | 1811157.0000 | Direct |
| 2006-11-16 | Common Stock | G | 385 | — | Disposed | 1810772.0000 | Direct |
| 2006-11-17 | Common Stock | S | 45000 | $66.0600 | Disposed | 1765772.0000 | Direct |
| 2006-11-17 | Common Stock | S | 35000 | $66.0500 | Disposed | 1730772.0000 | Direct |
| 2006-11-17 | Common Stock | S | 4280 | $66.0320 | Disposed | 1726492.0000 | Direct |
| 2006-11-17 | Common Stock | S | 5000 | $66.0300 | Disposed | 1721492.0000 | Direct |
| 2006-11-17 | Common Stock | S | 10803 | $66.0800 | Disposed | 1710689.0000 | Direct |
| 2006-11-17 | Common Stock | S | 5000 | $66.0900 | Disposed | 1705689.0000 | Direct |
| 2006-11-17 | Common Stock | S | 5000 | $66.0514 | Disposed | 1700689.0000 | Direct |
| 2006-11-17 | Common Stock | S | 5000 | $66.0506 | Disposed | 1695689.0000 | Direct |
| 2006-11-17 | Common Stock | S | 5000 | $66.1000 | Disposed | 1690689.0000 | Direct |
| 2006-11-17 | Common Stock | S | 5000 | $66.0526 | Disposed | 1685689.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-11-16 | Non-Qualified Stock Option (right to buy) | $18.9687 | M | 300000 | Disposed | 2007-02-24 | Common Stock (300000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10087.7610 | Indirect |
Footnotes
F1: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock.
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