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RTX Corp — Director's Dealing 2005
Jan 26, 2005
29781_dirs_2005-01-26_1e1fa613-a62d-4a62-b162-1b0caba25a63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2005-01-24
Reporting Person: DARNIS GERAUD (President, Carrier Corporation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-01-24 | Common Stock | M | 20000 | $36.5625 | Acquired | 37998.1480 | Direct |
| 2005-01-24 | Common Stock | F | 7387 | $99.0000 | Disposed | 30611.1480 | Direct |
| 2005-01-24 | Common Stock | F | 4244 | $99.0000 | Disposed | 26367.1480 | Direct |
| 2005-01-24 | Common Stock | M | 4000 | $36.5625 | Acquired | 30367.1480 | Direct |
| 2005-01-24 | Common Stock | F | 1478 | $99.0000 | Disposed | 28889.1480 | Direct |
| 2005-01-24 | Common Stock | F | 1046 | $99.0000 | Disposed | 27843.1480 | Direct |
| 2005-01-25 | Common Stock | S | 2045 | $100.5200 | Disposed | 25798.1480 | Direct |
| 2005-01-25 | Common Stock | S | 7800 | $100.4500 | Disposed | 17998.1480 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-01-24 | Non-Qualified Stock Option (right to buy) | $36.5625 | M | 20000 | Disposed | 2008-01-01 | Common Stock (20000.0000) | Direct |
| 2005-01-24 | Non-Qualified Stock Option (right to buy) | $36.5625 | M | 4000 | Disposed | 2008-01-01 | Common Stock (4000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3102.4940 | Indirect |
Footnotes
F1: The reporting person also directly owns 2,112 shares of United Technologies Career Restricted Common Stock.
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