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RTX Corp — Director's Dealing 2005
Oct 4, 2005
29781_dirs_2005-10-04_6eb7b73b-4c8a-4682-ac78-840ac48496e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2005-09-30
Reporting Person: DOKKUM JAN VAN (President, UTC Power)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-10-01 | Common Stock | F | 4496 | $51.7000 | Disposed | 11358.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-09-30 | Phantom Stock Unit | $ | A | 36.9728 | Acquired | Common Stock (36.9728) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 589.2720 | Indirect |
Footnotes
F1: Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on October 1, 2002.
F2: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death.
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