Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RTX Corp Director's Dealing 2005

Oct 4, 2005

29781_dirs_2005-10-04_6eb7b73b-4c8a-4682-ac78-840ac48496e1.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2005-09-30

Reporting Person: DOKKUM JAN VAN (President, UTC Power)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2005-10-01 Common Stock F 4496 $51.7000 Disposed 11358.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2005-09-30 Phantom Stock Unit $ A 36.9728 Acquired Common Stock (36.9728) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 589.2720 Indirect

Footnotes

F1: Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on October 1, 2002.

F2: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death.