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RTX Corp — Director's Dealing 2005
Dec 16, 2005
29781_dirs_2005-12-16_adb79f62-ea70-4f43-9848-165fbc211099.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2005-12-14
Reporting Person: FARACI JOHN V (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-12-14 | Phantom Stock Unit | $ | A | 1313.7152 | Acquired | Common Stock (1313.7152) | Direct | |
| 2005-12-14 | Restricted Stock Units | $ | A | 1751.6202 | Acquired | Common Stock (1751.6202) | Direct |
Footnotes
F1: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash.
F2: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash.