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RTX Corp — Director's Dealing 2005
Dec 19, 2005
29781_dirs_2005-12-19_e406ca12-a9c3-43c8-acf3-616cbd9e0464.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2005-12-15
Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-12-15 | Common Stock | M | 600000 | $13.6562 | Acquired | 2168466.0000 | Direct |
| 2005-12-15 | Common Stock | F | 142253 | $57.6000 | Disposed | 2026213.0000 | Direct |
| 2005-12-15 | Common Stock | F | 189737 | $57.6000 | Disposed | 1836476.0000 | Direct |
| 2005-12-16 | Common Stock | S | 10000 | $58.8000 | Disposed | 1826476.0000 | Direct |
| 2005-12-16 | Common Stock | S | 9400 | $58.6500 | Disposed | 1817076.0000 | Direct |
| 2005-12-16 | Common Stock | S | 600 | $58.6600 | Disposed | 1816476.0000 | Direct |
| 2005-12-16 | Common Stock | S | 10000 | $58.5000 | Disposed | 1806476.0000 | Direct |
| 2005-12-16 | Common Stock | S | 20000 | $58.4500 | Disposed | 1786476.0000 | Direct |
| 2005-12-16 | Common Stock | S | 10000 | $58.4000 | Disposed | 1776476.0000 | Direct |
| 2005-12-16 | Common Stock | S | 10000 | $58.3500 | Disposed | 1766476.0000 | Direct |
| 2005-12-16 | Common Stock | S | 10000 | $58.2500 | Disposed | 1756476.0000 | Direct |
| 2005-12-16 | Common Stock | S | 25900 | $58.1000 | Disposed | 1730576.0000 | Direct |
| 2005-12-16 | Common Stock | S | 1100 | $58.0200 | Disposed | 1729476.0000 | Direct |
| 2005-12-16 | Common Stock | S | 8900 | $58.0000 | Disposed | 1720576.0000 | Direct |
| 2005-12-16 | Common Stock | S | 300 | $58.1700 | Disposed | 1720276.0000 | Direct |
| 2005-12-16 | Common Stock | S | 19700 | $58.1500 | Disposed | 1700576.0000 | Direct |
| 2005-12-16 | Common Stock | S | 8010 | $58.1800 | Disposed | 1692566.0000 | Direct |
| 2005-12-16 | Common Stock | S | 14100 | $58.0500 | Disposed | 1678466.0000 | Direct |
| 2005-12-16 | Common Stock | S | 10000 | $58.0000 | Disposed | 1668466.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-12-15 | Non-Qualified Stock Option (right to buy) | $13.6562 | M | 600000 | Disposed | 2006-02-23 | Common Stock (600000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9906.2080 | Indirect |
Footnotes
F1: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock.
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