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RTX Corp Director's Dealing 2004

Jan 2, 2004

29781_dirs_2004-01-02_af976a62-74fc-4d0a-8e66-5f7c1fb78791.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-11-25

Reporting Person: DOKKUM JAN VAN (President, UTC Power)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2927 Direct
Common Stock 57.5366 Indirect
Common Stock (Restricted) 5000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $63.4100 2013-01-01 Common Stock (30000.0000) Direct
Phantom Stock Unit $0.0000 Common Stock (1397.3812) Direct

Footnotes

F1: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.