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RTX Corp — Director's Dealing 2004
Jan 2, 2004
29781_dirs_2004-01-02_af976a62-74fc-4d0a-8e66-5f7c1fb78791.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-11-25
Reporting Person: DOKKUM JAN VAN (President, UTC Power)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2927 | Direct |
| Common Stock | 57.5366 | Indirect |
| Common Stock (Restricted) | 5000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $63.4100 | 2013-01-01 | Common Stock (30000.0000) | Direct | |
| Phantom Stock Unit | $0.0000 | Common Stock (1397.3812) | Direct |
Footnotes
F1: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.
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