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RTX Corp — Director's Dealing 2004
Jan 6, 2004
29781_dirs_2004-01-06_1a7221f6-4414-4e15-beb9-f10863b922f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-12-16
Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-12-16 | Common Stock | G | 545 | — | Disposed | 618843.0000 | Direct |
| 2003-12-19 | Common Stock | G | 110 | — | Disposed | 618733.0000 | Direct |
| 2004-01-02 | Common Stock | M | 200000 | $19.5625 | Acquired | 818733.0000 | Direct |
| 2004-01-02 | Common Stock | F | 41464 | $94.3600 | Disposed | 777269.0000 | Direct |
| 2004-01-02 | Common Stock | F | 49917 | $94.3600 | Disposed | 727352.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-01-02 | Non-Qualified Stock Option (right to buy) | $19.5625 | M | 200000 | Disposed | 2005-06-27 | Common Stock (200000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4651.0180 | Indirect |
Footnotes
F1: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock.
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