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RTX Corp — Director's Dealing 2004
Jan 23, 2004
29781_dirs_2004-01-23_efdf8133-11cd-4241-ac6b-3fdfbdff799d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-01-21
Reporting Person: DARNIS GERAUD (President, Carrier Corporation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-01-21 | Common Stock | M | 20000 | $34.5000 | Acquired | 31897.1720 | Direct |
| 2004-01-21 | Common Stock | F | 7198 | $95.8700 | Disposed | 28939.1720 | Direct |
| 2004-01-21 | Common Stock | F | 4070 | $95.8700 | Disposed | 24869.1720 | Direct |
| 2004-01-21 | Common Stock | M | 10000 | $36.5625 | Acquired | 41897.1720 | Direct |
| 2004-01-21 | Common Stock | F | 3814 | $95.8700 | Disposed | 38083.1720 | Direct |
| 2004-01-21 | Common Stock | F | 1946 | $95.8700 | Disposed | 36137.1720 | Direct |
| 2004-01-22 | Common Stock | S | 7400 | $94.5500 | Disposed | 14497.1720 | Direct |
| 2004-01-22 | Common Stock | S | 2600 | $96.2500 | Disposed | 11897.1720 | Direct |
| 2004-01-22 | Common Stock | S | 2972 | $94.6000 | Disposed | 21897.1720 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-01-21 | Non-Qualified Stock Option (right to buy) | $36.5625 | M | 10000 | Disposed | 2008-01-01 | Common Stock (10000.0000) | Direct |
| 2004-01-21 | Non-Qualified Stock Option (right to buy) | $34.5000 | M | 20000 | Disposed | 2007-02-02 | Common Stock (20000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2854.7960 | Indirect |
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