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RTX Corp Director's Dealing 2004

Jan 23, 2004

29781_dirs_2004-01-23_efdf8133-11cd-4241-ac6b-3fdfbdff799d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-01-21

Reporting Person: DARNIS GERAUD (President, Carrier Corporation)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2004-01-21 Common Stock M 20000 $34.5000 Acquired 31897.1720 Direct
2004-01-21 Common Stock F 7198 $95.8700 Disposed 28939.1720 Direct
2004-01-21 Common Stock F 4070 $95.8700 Disposed 24869.1720 Direct
2004-01-21 Common Stock M 10000 $36.5625 Acquired 41897.1720 Direct
2004-01-21 Common Stock F 3814 $95.8700 Disposed 38083.1720 Direct
2004-01-21 Common Stock F 1946 $95.8700 Disposed 36137.1720 Direct
2004-01-22 Common Stock S 7400 $94.5500 Disposed 14497.1720 Direct
2004-01-22 Common Stock S 2600 $96.2500 Disposed 11897.1720 Direct
2004-01-22 Common Stock S 2972 $94.6000 Disposed 21897.1720 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2004-01-21 Non-Qualified Stock Option (right to buy) $36.5625 M 10000 Disposed 2008-01-01 Common Stock (10000.0000) Direct
2004-01-21 Non-Qualified Stock Option (right to buy) $34.5000 M 20000 Disposed 2007-02-02 Common Stock (20000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2854.7960 Indirect