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RTX Corp — Director's Dealing 2004
Feb 12, 2004
29781_dirs_2004-02-12_b9976061-d719-413f-b577-0ef698d9fd48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-02-10
Reporting Person: TRACHSEL WILLIAM H (SVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-02-10 | Common Stock | M | 32000 | $27.3125 | Acquired | 63412.0000 | Direct |
| 2004-02-10 | Common Stock | F | 9143 | $95.6000 | Disposed | 54269.0000 | Direct |
| 2004-02-10 | Common Stock | F | 7204 | $95.6000 | Disposed | 47065.0000 | Direct |
| 2004-02-11 | Common Stock | S | 3000 | $95.7367 | Disposed | 44065.0000 | Direct |
| 2004-02-11 | Common Stock | S | 3553 | $95.7000 | Disposed | 40512.0000 | Direct |
| 2004-02-11 | Common Stock | S | 3100 | $95.6526 | Disposed | 37412.0000 | Direct |
| 2004-02-11 | Common Stock | S | 3000 | $95.7500 | Disposed | 34412.0000 | Direct |
| 2004-02-11 | Common Stock | S | 3000 | $95.7037 | Disposed | 31412.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-02-10 | Non-Qualified Stock Option (right to buy) | $27.3125 | M | 32000 | Disposed | 2006-02-23 | Common Stock (32000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6000.8800 | Indirect |
Footnotes
F1: The reporting person also directly owns 11,468 shares of United Technologies Career Restricted Common Stock.
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