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RTX Corp — Director's Dealing 2004
Feb 27, 2004
29781_dirs_2004-02-27_01a503f4-7b0d-41ab-b8e9-f222dfeb354e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-02-27
Reporting Person: POPOFF FRANK P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-02-26 | Common Stock | M | 4000 | $72.4375 | Acquired | 4000 | Direct |
| 2004-02-26 | Common Stock | M | 2850 | $62.1875 | Acquired | 6850 | Direct |
| 2004-02-26 | Common Stock | M | 4000 | $49.2188 | Acquired | 10850 | Direct |
| 2004-02-26 | Common Stock | G | 10850 | — | Disposed | 0 | Direct |
| 2004-02-26 | Common Stock | G | 10850 | — | Acquired | 14850 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-02-26 | Non-Qualified Stock Option (right to buy) | $72.4375 | M | 4000 | Disposed | 2009-04-29 | Common Stock (4000) | Direct |
| 2004-02-26 | Non-Qualified Stock Option (right to buy) | $62.1875 | M | 2850 | Disposed | 2010-04-27 | Common Stock (2850) | Direct |
| 2004-02-26 | Non-Qualified Stock Option (right to buy) | $49.2188 | M | 4000 | Disposed | 2008-04-29 | Common Stock (4000) | Direct |
Footnotes
F1: Includes shares held indirectly in a revocable trust.
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