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RTX Corp — Director's Dealing 2004
Apr 26, 2004
29781_dirs_2004-04-26_3bd7ffbb-8ce5-4f73-9c5d-05bfaca78aae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-04-22
Reporting Person: LEDUC ROBERT F (EVP & COO, Pratt & Whitney)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-04-22 | Common Stock | M | 13000 | $25.0000 | Acquired | 14850.0000 | Direct |
| 2004-04-22 | Common Stock | M | 20000 | $34.5000 | Acquired | 34850.0000 | Direct |
| 2004-04-22 | Common Stock | M | 20000 | $36.5625 | Acquired | 54850.0000 | Direct |
| 2004-04-22 | Common Stock | M | 12000 | $36.5625 | Acquired | 66850.0000 | Direct |
| 2004-04-22 | Common Stock | M | 36000 | $54.0000 | Acquired | 102850.0000 | Direct |
| 2004-04-22 | Common Stock | S | 64000 | $87.6500 | Disposed | 38850.0000 | Direct |
| 2004-04-22 | Common Stock | S | 2000 | $87.6300 | Disposed | 36850.0000 | Direct |
| 2004-04-22 | Common Stock | S | 7900 | $87.5300 | Disposed | 28950.0000 | Direct |
| 2004-04-22 | Common Stock | S | 1500 | $87.5400 | Disposed | 27450.0000 | Direct |
| 2004-04-22 | Common Stock | S | 11500 | $87.9000 | Disposed | 15950.0000 | Direct |
| 2004-04-22 | Common Stock | S | 4000 | $87.7500 | Disposed | 11950.0000 | Direct |
| 2004-04-22 | Common Stock | S | 1500 | $87.7200 | Disposed | 10450.0000 | Direct |
| 2004-04-22 | Common Stock | S | 5000 | $87.5000 | Disposed | 5450.0000 | Direct |
| 2004-04-22 | Common Stock | S | 3000 | $87.7000 | Disposed | 2450.0000 | Direct |
| 2004-04-22 | Common Stock | S | 600 | $87.5200 | Disposed | 1850.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-04-22 | Non-Qualified Stock Option (right to buy) | $25.0000 | M | 13000 | Disposed | 2006-02-03 | Common Stock (13000.0000) | Direct |
| 2004-04-22 | Non-Qualified Stock Option (right to buy) | $34.5000 | M | 20000 | Disposed | 2007-02-02 | Common Stock (20000.0000) | Direct |
| 2004-04-22 | Non-Qualified Stock Option (right to buy) | $36.5625 | M | 20000 | Disposed | 2008-01-01 | Common Stock (20000.0000) | Direct |
| 2004-04-22 | Non-Qualified Stock Option (right to buy) | $36.5625 | M | 12000 | Disposed | 2008-01-01 | Common Stock (12000.0000) | Direct |
| 2004-04-22 | Non-Qualified Stock Option (right to buy) | $54.0000 | M | 36000 | Disposed | 2009-01-03 | Common Stock (36000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1221.9780 | Indirect |
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