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RTX Corp Director's Dealing 2004

Apr 29, 2004

29781_dirs_2004-04-29_450e8a41-4a14-475f-9816-4c5130efe75b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-01-12

Reporting Person: CASSIDY JOHN F JR (SVP, Science & Technology)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2004-01-12 Common Stock G 6085 Acquired 13689.0000 Direct
2004-04-27 Common Stock M 4000 $36.5625 Acquired 17689.0000 Direct
2004-04-27 Common Stock M 24000 $36.5625 Acquired 41689.0000 Direct
2004-04-27 Common Stock F 937 $89.9400 Disposed 40752.0000 Direct
2004-04-27 Common Stock F 5619 $89.9400 Disposed 35133.0000 Direct
2004-04-28 Common Stock S 28948 $89.4500 Disposed 6185.0000 Direct
2004-04-28 Common Stock S 5900 $89.3000 Disposed 285.0000 Direct
2004-04-28 Common Stock S 285 $89.3400 Disposed 0.0000 Direct
2004-01-12 Common Stock G 6085 Disposed 0.0000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2004-04-27 Non-Qualified Stock Option (right to buy) $36.5625 M 4000 Disposed 2008-01-01 Common Stock (4000.0000) Direct
2004-04-27 Non-Qualified Stock Option (right to buy) $36.5625 M 24000 Disposed 2008-01-01 Common Stock (24000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2424.5920 Indirect

Footnotes

F1: Represents transfer of shares to a joint account.

F2: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted Common Stock.