AI assistant
Sending…
RTX Corp — Director's Dealing 2004
Apr 29, 2004
29781_dirs_2004-04-29_450e8a41-4a14-475f-9816-4c5130efe75b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-01-12
Reporting Person: CASSIDY JOHN F JR (SVP, Science & Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-01-12 | Common Stock | G | 6085 | — | Acquired | 13689.0000 | Direct |
| 2004-04-27 | Common Stock | M | 4000 | $36.5625 | Acquired | 17689.0000 | Direct |
| 2004-04-27 | Common Stock | M | 24000 | $36.5625 | Acquired | 41689.0000 | Direct |
| 2004-04-27 | Common Stock | F | 937 | $89.9400 | Disposed | 40752.0000 | Direct |
| 2004-04-27 | Common Stock | F | 5619 | $89.9400 | Disposed | 35133.0000 | Direct |
| 2004-04-28 | Common Stock | S | 28948 | $89.4500 | Disposed | 6185.0000 | Direct |
| 2004-04-28 | Common Stock | S | 5900 | $89.3000 | Disposed | 285.0000 | Direct |
| 2004-04-28 | Common Stock | S | 285 | $89.3400 | Disposed | 0.0000 | Direct |
| 2004-01-12 | Common Stock | G | 6085 | — | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-04-27 | Non-Qualified Stock Option (right to buy) | $36.5625 | M | 4000 | Disposed | 2008-01-01 | Common Stock (4000.0000) | Direct |
| 2004-04-27 | Non-Qualified Stock Option (right to buy) | $36.5625 | M | 24000 | Disposed | 2008-01-01 | Common Stock (24000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2424.5920 | Indirect |
Footnotes
F1: Represents transfer of shares to a joint account.
F2: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted Common Stock.
More from RTX Corp
Regulatory Filings
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 4
Major Shareholding Notification
2026
Apr 30
Interim / Quarterly Report
2026
Apr 21
Earnings Release
2026
Apr 21
Major Shareholding Notification
2026
Mar 27
Annual Report
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Regulatory Filings
2026
Mar 5