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RTX Corp — Director's Dealing 2004
Jul 29, 2004
29781_dirs_2004-07-29_f076a09e-b186-491d-9fd7-6bc57090bcfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-03-09
Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-03-09 | Common Stock | G | 400 | — | Disposed | 686837.0000 | Direct |
| 2004-03-18 | Common Stock | G | 175 | — | Disposed | 686662.0000 | Direct |
| 2004-04-28 | Common Stock | G | 100 | — | Disposed | 686562.0000 | Direct |
| 2004-05-07 | Common Stock | G | 125 | — | Disposed | 686437.0000 | Direct |
| 2004-05-20 | Common Stock | G | 200 | — | Disposed | 686237.0000 | Direct |
| 2004-07-21 | Common Stock | G | 50 | — | Disposed | 686187.0000 | Direct |
| 2004-07-27 | Common Stock | M | 200000 | $19.5625 | Acquired | 886187.0000 | Direct |
| 2004-07-27 | Common Stock | F | 41403 | $94.5000 | Disposed | 844784.0000 | Direct |
| 2004-07-27 | Common Stock | F | 49879 | $94.5000 | Disposed | 794905.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-07-27 | Non-Qualified Stock Option (right to buy) | $19.5625 | M | 200000 | Disposed | 2005-06-27 | Common Stock (200000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4771.4670 | Indirect |
Footnotes
F1: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock.
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