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RTX Corp — Director's Dealing 2004
Aug 2, 2004
29781_dirs_2004-08-02_0dbb1336-9e6f-49ac-b914-569b158b481d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-05-15
Reporting Person: HAYES GREGORY (VP, Accounting and Control)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-05-15 | Common Stock | A | 458.4937 | — | Acquired | 479.9990 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-05-15 | Non-Qualified Stock Option (right to buy) | $64.3400 | A | 1800 | Acquired | 2012-01-01 | Common Stock (1800.0000) | Indirect |
| 2004-05-15 | Non-Qualified Stock Option (right to buy) | $63.4100 | A | 3300 | Acquired | 2013-01-01 | Common Stock (3300.0000) | Indirect |
| 2004-05-15 | Non-Qualified Stock Option (right to buy) | $93.5200 | A | 2600 | Acquired | 2014-01-08 | Common Stock (2600.0000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 765.0520 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $64.3400 | 2012-01-01 | Common Stock (7900.0000) | 7900.0000 | Direct |
| Non-Qualified Stock Option (right to buy) | $63.4100 | 2013-01-01 | Common Stock (10000.0000) | 10000.0000 | Direct |
| Non-Qualified Stock Option (right to buy) | $93.5200 | 2014-01-08 | Common Stock (10700.0000) | 10700.0000 | Direct |
Footnotes
F1: The reporting person acquired a beneficial interest in these holdings upon his marriage to the owner of the holdings on May 15, 2004.
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