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RTX Corp — Director's Dealing 2004
Aug 4, 2004
29781_dirs_2004-08-04_b8ba7e4a-8b79-4c99-b874-8c6678e2caf5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-08-02
Reporting Person: FINGER STEPHEN N (President, Sikorsky Aircraft)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-08-02 | Common Stock | M | 14000 | $16.2813 | Acquired | 14116.0000 | Direct |
| 2004-08-02 | Common Stock | F | 3640 | $93.9800 | Disposed | 10476.0000 | Direct |
| 2004-08-04 | Common Stock | S | 60 | $93.0700 | Disposed | 10416.0000 | Direct |
| 2004-08-04 | Common Stock | S | 300 | $93.1600 | Disposed | 10116.0000 | Direct |
| 2004-08-04 | Common Stock | S | 900 | $93.1500 | Disposed | 9216.0000 | Direct |
| 2004-08-04 | Common Stock | S | 500 | $93.1300 | Disposed | 8716.0000 | Direct |
| 2004-08-04 | Common Stock | S | 300 | $93.1100 | Disposed | 8416.0000 | Direct |
| 2004-08-04 | Common Stock | S | 1900 | $93.0600 | Disposed | 6516.0000 | Direct |
| 2004-08-04 | Common Stock | S | 800 | $93.0400 | Disposed | 5716.0000 | Direct |
| 2004-08-04 | Common Stock | S | 400 | $93.0300 | Disposed | 5316.0000 | Direct |
| 2004-08-04 | Common Stock | S | 100 | $93.0200 | Disposed | 5216.0000 | Direct |
| 2004-08-04 | Common Stock | S | 5100 | $93.0000 | Disposed | 116.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-08-02 | Non-Qualified Stock Option (right to buy) | $16.2813 | M | 14000 | Disposed | 2005-02-04 | Common Stock (14000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9809.7860 | Indirect |
Footnotes
F1: The reporting person also directly owns 2,800 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock.
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