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RTX Corp Director's Dealing 2004

Aug 24, 2004

29781_dirs_2004-08-24_9dd2832e-ef7a-479c-ba7d-4d945d0f4c7c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-08-20

Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2004-08-20 Common Stock M 200000 $19.5625 Acquired 904905.0000 Direct
2004-08-20 Common Stock F 41614 $94.0200 Disposed 863291.0000 Direct
2004-08-20 Common Stock F 49813 $94.0200 Disposed 813478.0000 Direct
2004-08-23 Common Stock S 200 $93.0600 Disposed 813278.0000 Direct
2004-08-23 Common Stock S 400 $93.0700 Disposed 812878.0000 Direct
2004-08-23 Common Stock S 1300 $93.0800 Disposed 811578.0000 Direct
2004-08-23 Common Stock S 200 $93.0900 Disposed 811378.0000 Direct
2004-08-23 Common Stock S 100 $93.1400 Disposed 811278.0000 Direct
2004-08-23 Common Stock S 1000 $93.1500 Disposed 810278.0000 Direct
2004-08-23 Common Stock S 200 $93.1600 Disposed 810078.0000 Direct
2004-08-23 Common Stock S 400 $93.2000 Disposed 809678.0000 Direct
2004-08-23 Common Stock S 100 $93.2100 Disposed 809578.0000 Direct
2004-08-23 Common Stock S 300 $93.2300 Disposed 809278.0000 Direct
2004-08-23 Common Stock S 2000 $93.2400 Disposed 807278.0000 Direct
2004-08-23 Common Stock S 2500 $93.2500 Disposed 804778.0000 Direct
2004-08-23 Common Stock S 2600 $93.2600 Disposed 802178.0000 Direct
2004-08-23 Common Stock S 2600 $93.2700 Disposed 799578.0000 Direct
2004-08-23 Common Stock S 700 $93.2800 Disposed 798878.0000 Direct
2004-08-23 Common Stock S 1600 $93.2900 Disposed 797278.0000 Direct
2004-08-23 Common Stock S 4100 $93.3000 Disposed 793178.0000 Direct
2004-08-23 Common Stock S 3000 $93.3100 Disposed 790178.0000 Direct
2004-08-23 Common Stock S 3100 $93.3200 Disposed 787078.0000 Direct
2004-08-23 Common Stock S 3100 $93.3300 Disposed 783978.0000 Direct
2004-08-23 Common Stock S 2100 $93.3400 Disposed 781878.0000 Direct
2004-08-23 Common Stock S 5300 $93.3500 Disposed 776578.0000 Direct
2004-08-23 Common Stock S 6000 $93.3600 Disposed 770578.0000 Direct
2004-08-23 Common Stock S 5600 $93.3700 Disposed 764978.0000 Direct
2004-08-23 Common Stock S 5000 $93.3800 Disposed 759978.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2004-08-20 Non-Qualified Stock Option (right to buy) $19.5625 M 200000 Disposed 2005-06-27 Common Stock (200000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4771.4670 Indirect

Footnotes

F1: This Form 4 represents one of two Form 4s to be filed today due to the sale of 90,000 shares of United Technologies Corporation common stock on August 23, 2004.

F2: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock.