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RTX Corp — Director's Dealing 2004
Aug 24, 2004
29781_dirs_2004-08-24_9dd2832e-ef7a-479c-ba7d-4d945d0f4c7c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-08-20
Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-08-20 | Common Stock | M | 200000 | $19.5625 | Acquired | 904905.0000 | Direct |
| 2004-08-20 | Common Stock | F | 41614 | $94.0200 | Disposed | 863291.0000 | Direct |
| 2004-08-20 | Common Stock | F | 49813 | $94.0200 | Disposed | 813478.0000 | Direct |
| 2004-08-23 | Common Stock | S | 200 | $93.0600 | Disposed | 813278.0000 | Direct |
| 2004-08-23 | Common Stock | S | 400 | $93.0700 | Disposed | 812878.0000 | Direct |
| 2004-08-23 | Common Stock | S | 1300 | $93.0800 | Disposed | 811578.0000 | Direct |
| 2004-08-23 | Common Stock | S | 200 | $93.0900 | Disposed | 811378.0000 | Direct |
| 2004-08-23 | Common Stock | S | 100 | $93.1400 | Disposed | 811278.0000 | Direct |
| 2004-08-23 | Common Stock | S | 1000 | $93.1500 | Disposed | 810278.0000 | Direct |
| 2004-08-23 | Common Stock | S | 200 | $93.1600 | Disposed | 810078.0000 | Direct |
| 2004-08-23 | Common Stock | S | 400 | $93.2000 | Disposed | 809678.0000 | Direct |
| 2004-08-23 | Common Stock | S | 100 | $93.2100 | Disposed | 809578.0000 | Direct |
| 2004-08-23 | Common Stock | S | 300 | $93.2300 | Disposed | 809278.0000 | Direct |
| 2004-08-23 | Common Stock | S | 2000 | $93.2400 | Disposed | 807278.0000 | Direct |
| 2004-08-23 | Common Stock | S | 2500 | $93.2500 | Disposed | 804778.0000 | Direct |
| 2004-08-23 | Common Stock | S | 2600 | $93.2600 | Disposed | 802178.0000 | Direct |
| 2004-08-23 | Common Stock | S | 2600 | $93.2700 | Disposed | 799578.0000 | Direct |
| 2004-08-23 | Common Stock | S | 700 | $93.2800 | Disposed | 798878.0000 | Direct |
| 2004-08-23 | Common Stock | S | 1600 | $93.2900 | Disposed | 797278.0000 | Direct |
| 2004-08-23 | Common Stock | S | 4100 | $93.3000 | Disposed | 793178.0000 | Direct |
| 2004-08-23 | Common Stock | S | 3000 | $93.3100 | Disposed | 790178.0000 | Direct |
| 2004-08-23 | Common Stock | S | 3100 | $93.3200 | Disposed | 787078.0000 | Direct |
| 2004-08-23 | Common Stock | S | 3100 | $93.3300 | Disposed | 783978.0000 | Direct |
| 2004-08-23 | Common Stock | S | 2100 | $93.3400 | Disposed | 781878.0000 | Direct |
| 2004-08-23 | Common Stock | S | 5300 | $93.3500 | Disposed | 776578.0000 | Direct |
| 2004-08-23 | Common Stock | S | 6000 | $93.3600 | Disposed | 770578.0000 | Direct |
| 2004-08-23 | Common Stock | S | 5600 | $93.3700 | Disposed | 764978.0000 | Direct |
| 2004-08-23 | Common Stock | S | 5000 | $93.3800 | Disposed | 759978.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-08-20 | Non-Qualified Stock Option (right to buy) | $19.5625 | M | 200000 | Disposed | 2005-06-27 | Common Stock (200000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4771.4670 | Indirect |
Footnotes
F1: This Form 4 represents one of two Form 4s to be filed today due to the sale of 90,000 shares of United Technologies Corporation common stock on August 23, 2004.
F2: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock.
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