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RTX Corp — Director's Dealing 2004
Aug 24, 2004
29781_dirs_2004-08-24_4cab3803-b5e3-4cfb-b623-520946845327.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-08-20
Reporting Person: HARKIN RUTH R (SVP Intl Affairs & Gov't Rltns)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-08-20 | Common Stock | M | 30000 | $37.6875 | Acquired | 33000.0000 | Direct |
| 2004-08-20 | Common Stock | F | 6462 | $94.0200 | Disposed | 26538.0000 | Direct |
| 2004-08-23 | Common Stock | S | 6700 | $93.0000 | Disposed | 19838.0000 | Direct |
| 2004-08-23 | Common Stock | S | 4000 | $93.0500 | Disposed | 15838.0000 | Direct |
| 2004-08-23 | Common Stock | S | 300 | $93.0700 | Disposed | 15538.0000 | Direct |
| 2004-08-23 | Common Stock | S | 200 | $93.0800 | Disposed | 15338.0000 | Direct |
| 2004-08-23 | Common Stock | S | 10000 | $93.0900 | Disposed | 5338.0000 | Direct |
| 2004-08-23 | Common Stock | S | 1000 | $93.1000 | Disposed | 4338.0000 | Direct |
| 2004-08-23 | Common Stock | S | 300 | $93.1100 | Disposed | 4038.0000 | Direct |
| 2004-08-23 | Common Stock | S | 600 | $93.1600 | Disposed | 3438.0000 | Direct |
| 2004-08-23 | Common Stock | S | 438 | $93.1700 | Disposed | 3000.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-08-20 | Non-Qualified Stock Option (right to buy) | $37.6875 | M | 30000 | Disposed | 2007-03-16 | Common Stock (30000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 705.4680 | Indirect |
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