RTX Corp — Director's Dealing 2004

Sep 21, 2004

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-08-31

Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2004-08-31	Common Stock	G	2100	—	Disposed	721378.0000	Direct
2004-09-17	Common Stock	M	300000	$16.5313	Acquired	1021378.0000	Direct
2004-09-20	Common Stock	S	5000	$95.0000	Disposed	796485.0000	Direct
2004-09-20	Common Stock	S	600	$95.2100	Disposed	795885.0000	Direct
2004-09-20	Common Stock	S	9400	$95.0000	Disposed	786485.0000	Direct
2004-09-20	Common Stock	S	400	$95.3100	Disposed	786085.0000	Direct
2004-09-20	Common Stock	S	4600	$95.1000	Disposed	781485.0000	Direct
2004-09-17	Common Stock	F	51850	$95.6500	Disposed	969528.0000	Direct
2004-09-17	Common Stock	F	78043	$95.6500	Disposed	891485.0000	Direct
2004-09-20	Common Stock	S	800	$95.4200	Disposed	890685.0000	Direct
2004-09-20	Common Stock	S	14200	$95.3200	Disposed	876485.0000	Direct
2004-09-20	Common Stock	S	100	$95.4900	Disposed	876385.0000	Direct
2004-09-20	Common Stock	S	9900	$95.4000	Disposed	866485.0000	Direct
2004-09-20	Common Stock	S	400	$95.4700	Disposed	866085.0000	Direct
2004-09-20	Common Stock	S	8100	$95.5000	Disposed	857985.0000	Direct
2004-09-20	Common Stock	S	1500	$95.5000	Disposed	856485.0000	Direct
2004-09-20	Common Stock	S	10000	$95.2500	Disposed	846485.0000	Direct
2004-09-20	Common Stock	S	400	$95.2500	Disposed	846085.0000	Direct
2004-09-20	Common Stock	S	9600	$95.1500	Disposed	836485.0000	Direct
2004-09-20	Common Stock	S	10000	$95.2700	Disposed	826485.0000	Direct
2004-09-20	Common Stock	S	3400	$95.5100	Disposed	823085.0000	Direct
2004-09-20	Common Stock	S	6600	$95.3500	Disposed	816485.0000	Direct
2004-09-20	Common Stock	S	400	$95.1200	Disposed	816085.0000	Direct
2004-09-20	Common Stock	S	4600	$95.0500	Disposed	811485.0000	Direct
2004-09-20	Common Stock	S	100	$95.1900	Disposed	811385.0000	Direct
2004-09-20	Common Stock	S	4900	$95.0800	Disposed	806485.0000	Direct
2004-09-20	Common Stock	S	1700	$95.1000	Disposed	804785.0000	Direct
2004-09-20	Common Stock	S	3300	$95.0100	Disposed	801485.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2004-09-17	Non-Qualified Stock Option (right to buy)	$16.5313	M	300000	Disposed	2005-02-22	Common Stock (300000.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4786.1600	Indirect

Footnotes

F1: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock.

F2: This Form 4 represents one of two Form 4s to be filed today due to the sale of 130,000 shares of United Technologies Corporation common stock on September 20, 2004.