AI assistant
Sending…
RTX Corp — Director's Dealing 2004
Nov 3, 2004
29781_dirs_2004-11-03_ca68ed0b-d210-4e8b-b477-41636acda7fd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-11-01
Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-11-01 | Common Stock | M | 200000 | $19.5625 | Acquired | 961485.0000 | Direct |
| 2004-11-01 | Common Stock | F | 41272 | $94.8000 | Disposed | 920213.0000 | Direct |
| 2004-11-01 | Common Stock | F | 49920 | $94.8000 | Disposed | 870293.0000 | Direct |
| 2004-11-02 | Common Stock | S | 7000 | $94.0000 | Disposed | 863293.0000 | Direct |
| 2004-11-02 | Common Stock | S | 2600 | $94.0100 | Disposed | 860693.0000 | Direct |
| 2004-11-02 | Common Stock | S | 400 | $94.0400 | Disposed | 860293.0000 | Direct |
| 2004-11-02 | Common Stock | S | 200 | $94.0500 | Disposed | 860093.0000 | Direct |
| 2004-11-02 | Common Stock | S | 900 | $94.0600 | Disposed | 859193.0000 | Direct |
| 2004-11-02 | Common Stock | S | 900 | $94.0800 | Disposed | 858293.0000 | Direct |
| 2004-11-02 | Common Stock | S | 1400 | $94.0900 | Disposed | 856893.0000 | Direct |
| 2004-11-02 | Common Stock | S | 2500 | $94.1000 | Disposed | 854393.0000 | Direct |
| 2004-11-02 | Common Stock | S | 700 | $94.1100 | Disposed | 853693.0000 | Direct |
| 2004-11-02 | Common Stock | S | 600 | $94.1200 | Disposed | 853093.0000 | Direct |
| 2004-11-02 | Common Stock | S | 300 | $94.1300 | Disposed | 852793.0000 | Direct |
| 2004-11-02 | Common Stock | S | 800 | $94.1500 | Disposed | 851993.0000 | Direct |
| 2004-11-02 | Common Stock | S | 1100 | $94.3500 | Disposed | 850893.0000 | Direct |
| 2004-11-02 | Common Stock | S | 1000 | $94.3600 | Disposed | 849893.0000 | Direct |
| 2004-11-02 | Common Stock | S | 2300 | $94.3700 | Disposed | 847593.0000 | Direct |
| 2004-11-02 | Common Stock | S | 200 | $94.3800 | Disposed | 847393.0000 | Direct |
| 2004-11-02 | Common Stock | S | 2200 | $94.3900 | Disposed | 845193.0000 | Direct |
| 2004-11-02 | Common Stock | S | 10400 | $94.4000 | Disposed | 834793.0000 | Direct |
| 2004-11-02 | Common Stock | S | 16100 | $94.4100 | Disposed | 818693.0000 | Direct |
| 2004-11-02 | Common Stock | S | 6600 | $94.4200 | Disposed | 812093.0000 | Direct |
| 2004-11-02 | Common Stock | S | 900 | $94.4500 | Disposed | 811193.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-11-01 | Non-Qualified Stock Option (right to buy) | $19.5625 | M | 200000 | Disposed | 2005-06-27 | Common Stock (200000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4786.7170 | Indirect |
Footnotes
F1: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock.
More from RTX Corp
Regulatory Filings
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 4
Major Shareholding Notification
2026
Apr 30
Interim / Quarterly Report
2026
Apr 21
Earnings Release
2026
Apr 21
Major Shareholding Notification
2026
Mar 27
Annual Report
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Regulatory Filings
2026
Mar 5