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RTX Corp Director's Dealing 2004

Nov 3, 2004

29781_dirs_2004-11-03_ca68ed0b-d210-4e8b-b477-41636acda7fd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-11-01

Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2004-11-01 Common Stock M 200000 $19.5625 Acquired 961485.0000 Direct
2004-11-01 Common Stock F 41272 $94.8000 Disposed 920213.0000 Direct
2004-11-01 Common Stock F 49920 $94.8000 Disposed 870293.0000 Direct
2004-11-02 Common Stock S 7000 $94.0000 Disposed 863293.0000 Direct
2004-11-02 Common Stock S 2600 $94.0100 Disposed 860693.0000 Direct
2004-11-02 Common Stock S 400 $94.0400 Disposed 860293.0000 Direct
2004-11-02 Common Stock S 200 $94.0500 Disposed 860093.0000 Direct
2004-11-02 Common Stock S 900 $94.0600 Disposed 859193.0000 Direct
2004-11-02 Common Stock S 900 $94.0800 Disposed 858293.0000 Direct
2004-11-02 Common Stock S 1400 $94.0900 Disposed 856893.0000 Direct
2004-11-02 Common Stock S 2500 $94.1000 Disposed 854393.0000 Direct
2004-11-02 Common Stock S 700 $94.1100 Disposed 853693.0000 Direct
2004-11-02 Common Stock S 600 $94.1200 Disposed 853093.0000 Direct
2004-11-02 Common Stock S 300 $94.1300 Disposed 852793.0000 Direct
2004-11-02 Common Stock S 800 $94.1500 Disposed 851993.0000 Direct
2004-11-02 Common Stock S 1100 $94.3500 Disposed 850893.0000 Direct
2004-11-02 Common Stock S 1000 $94.3600 Disposed 849893.0000 Direct
2004-11-02 Common Stock S 2300 $94.3700 Disposed 847593.0000 Direct
2004-11-02 Common Stock S 200 $94.3800 Disposed 847393.0000 Direct
2004-11-02 Common Stock S 2200 $94.3900 Disposed 845193.0000 Direct
2004-11-02 Common Stock S 10400 $94.4000 Disposed 834793.0000 Direct
2004-11-02 Common Stock S 16100 $94.4100 Disposed 818693.0000 Direct
2004-11-02 Common Stock S 6600 $94.4200 Disposed 812093.0000 Direct
2004-11-02 Common Stock S 900 $94.4500 Disposed 811193.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2004-11-01 Non-Qualified Stock Option (right to buy) $19.5625 M 200000 Disposed 2005-06-27 Common Stock (200000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4786.7170 Indirect

Footnotes

F1: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock.