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RTX Corp — Director's Dealing 2004
Nov 9, 2004
29781_dirs_2004-11-09_16a48961-b08e-4de8-9dbb-867c6734ab80.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-11-05
Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-11-05 | Common Stock | M | 5000 | $16.2813 | Acquired | 8034.0000 | Direct |
| 2004-11-05 | Common Stock | F | 1309 | $97.2500 | Disposed | 6725.0000 | Direct |
| 2004-11-08 | Common Stock | S | 100 | $97.1800 | Disposed | 6625.0000 | Direct |
| 2004-11-08 | Common Stock | S | 3600 | $97.0500 | Disposed | 3025.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-11-05 | Non-Qualified Stock Option (right to buy) | $16.2813 | M | 5000 | Disposed | 2005-02-04 | Common Stock (5000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4606.8700 | Indirect |
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