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RTX Corp — Director's Dealing 2004
Nov 10, 2004
29781_dirs_2004-11-10_7f122511-a82b-4d42-9218-f303fc95f0ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-11-09
Reporting Person: ROBERT OLIVIER J (President, Chubb PLC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-11-09 | Common Stock | M | 10000 | $25.0000 | Acquired | 25000.0000 | Direct |
| 2004-11-09 | Common Stock | F | 2572 | $97.2100 | Disposed | 22428.0000 | Direct |
| 2004-11-09 | Common Stock | F | 2336 | $97.2100 | Disposed | 20092.0000 | Direct |
| 2004-11-10 | Common Stock | S | 1300 | $97.6900 | Disposed | 18792.0000 | Direct |
| 2004-11-10 | Common Stock | S | 465 | $97.7000 | Disposed | 18327.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-11-09 | Non-Qualified Stock Option (right to buy) | $25.0000 | M | 10000 | Disposed | 2006-02-03 | Common Stock (10000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 298.6950 | Indirect |
Footnotes
F1: The reporting person also directly owns 2,340 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock.
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