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RTX Corp — Director's Dealing 2004
Nov 24, 2004
29781_dirs_2004-11-24_82e21de8-5cb6-47da-a541-df2189f7d0a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-11-22
Reporting Person: CASSIDY JOHN F JR (SVP, Science & Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-11-22 | Common Stock | M | 10000 | $54.0000 | Acquired | 10000.0000 | Direct |
| 2004-11-22 | Common Stock | F | 1843 | $97.2300 | Disposed | 8157.0000 | Direct |
| 2004-11-23 | Common Stock | S | 4000 | $97.3000 | Disposed | 4157.0000 | Direct |
| 2004-11-23 | Common Stock | S | 2000 | $97.2300 | Disposed | 2157.0000 | Direct |
| 2004-11-23 | Common Stock | S | 2157 | $97.2200 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-11-22 | Non-Qualified Stock Option (right to buy) | $54.0000 | M | 10000 | Disposed | 2009-01-03 | Common Stock (10000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2440.6260 | Indirect |
Footnotes
F1: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted Common Stock.
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