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RTX Corp — Director's Dealing 2004
Dec 3, 2004
29781_dirs_2004-12-03_b05cfbb0-b8b3-448d-b802-b99662ee7d65.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-09-21
Reporting Person: TRACHSEL WILLIAM H (SVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-09-21 | Common Stock | G | 1000 | — | Disposed | 30412.0000 | Direct |
| 2004-12-01 | Common Stock | M | 30000 | $37.9375 | Acquired | 60412.0000 | Direct |
| 2004-12-01 | Common Stock | F | 11365 | $100.1500 | Disposed | 49047.0000 | Direct |
| 2004-12-01 | Common Stock | F | 5861 | $100.1500 | Disposed | 43186.0000 | Direct |
| 2004-12-02 | Common Stock | S | 12774 | $99.0000 | Disposed | 30412.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-12-01 | Non-Qualified Stock Option (right to buy) | $37.9375 | M | 30000 | Disposed | 2007-02-24 | Common Stock (30000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6128.7770 | Indirect |
Footnotes
F1: The reporting person also directly owns 11,468 shares of United Technologies Career Restricted Common Stock.
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