Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RTX Corp Director's Dealing 2004

Dec 3, 2004

29781_dirs_2004-12-03_bc43c6e6-f019-4347-8905-a1dc344dd2ca.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-12-01

Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2004-12-01 Common Stock M 3000 $16.2813 Acquired 6025.0000 Direct
2004-12-01 Common Stock F 790 $100.1500 Disposed 5235.0000 Direct
2004-12-02 Common Stock S 5200 $99.1000 Disposed 35.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2004-12-01 Non-Qualified Stock Option (right to buy) $16.2813 M 3000 Disposed 2005-02-04 Common Stock (3000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4606.8700 Indirect

Footnotes

F1: The reporting person also directly owns 2,480 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock.