AI assistant
Sending…
RTX Corp — Director's Dealing 2004
Dec 3, 2004
29781_dirs_2004-12-03_bc43c6e6-f019-4347-8905-a1dc344dd2ca.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-12-01
Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-12-01 | Common Stock | M | 3000 | $16.2813 | Acquired | 6025.0000 | Direct |
| 2004-12-01 | Common Stock | F | 790 | $100.1500 | Disposed | 5235.0000 | Direct |
| 2004-12-02 | Common Stock | S | 5200 | $99.1000 | Disposed | 35.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-12-01 | Non-Qualified Stock Option (right to buy) | $16.2813 | M | 3000 | Disposed | 2005-02-04 | Common Stock (3000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4606.8700 | Indirect |
Footnotes
F1: The reporting person also directly owns 2,480 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock.
More from RTX Corp
Regulatory Filings
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 4
Major Shareholding Notification
2026
Apr 30
Interim / Quarterly Report
2026
Apr 21
Earnings Release
2026
Apr 21
Major Shareholding Notification
2026
Mar 27
Annual Report
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Regulatory Filings
2026
Mar 5