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RTX Corp — Director's Dealing 2004
Dec 20, 2004
29781_dirs_2004-12-20_5d9f8c2e-b843-42d9-9935-02c980f91d84.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-12-17
Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-12-17 | Common Stock | M | 14000 | $25.0000 | Acquired | 14035.0000 | Direct |
| 2004-12-17 | Common Stock | F | 3344 | $103.9000 | Disposed | 10691.0000 | Direct |
| 2004-12-20 | Common Stock | S | 10691 | $104.3500 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-12-17 | Non-Qualified Stock Option (right to buy) | $25.0000 | M | 14000 | Disposed | 2006-02-03 | Common Stock (14000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4618.8860 | Indirect |
Footnotes
F1: The reporting person also directly owns 2,480 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock.
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