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RTX Corp — Director's Dealing 2004
Dec 28, 2004
29781_dirs_2004-12-28_cee17b13-c308-422c-a19f-14066829a221.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2004-12-23
Reporting Person: Hess David P (Pres., Aerospace Power Systems)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-12-23 | Common Stock | M | 50000 | $77.0000 | Acquired | 50000.0000 | Direct |
| 2004-12-23 | Common Stock | S | 1200 | $105.9700 | Disposed | 48800.0000 | Direct |
| 2004-12-23 | Common Stock | S | 200 | $105.9400 | Disposed | 48600.0000 | Direct |
| 2004-12-23 | Common Stock | S | 300 | $105.9300 | Disposed | 48300.0000 | Direct |
| 2004-12-23 | Common Stock | S | 200 | $105.9200 | Disposed | 48100.0000 | Direct |
| 2004-12-23 | Common Stock | S | 1100 | $105.9100 | Disposed | 47000.0000 | Direct |
| 2004-12-23 | Common Stock | S | 800 | $105.9000 | Disposed | 46200.0000 | Direct |
| 2004-12-23 | Common Stock | S | 1500 | $105.8800 | Disposed | 44700.0000 | Direct |
| 2004-12-23 | Common Stock | S | 1800 | $105.8700 | Disposed | 42900.0000 | Direct |
| 2004-12-23 | Common Stock | S | 600 | $105.8600 | Disposed | 42300.0000 | Direct |
| 2004-12-23 | Common Stock | S | 400 | $105.8500 | Disposed | 41900.0000 | Direct |
| 2004-12-23 | Common Stock | S | 1100 | $105.8400 | Disposed | 40800.0000 | Direct |
| 2004-12-23 | Common Stock | S | 400 | $105.8200 | Disposed | 40400.0000 | Direct |
| 2004-12-23 | Common Stock | S | 200 | $105.8100 | Disposed | 40200.0000 | Direct |
| 2004-12-23 | Common Stock | S | 2000 | $105.8000 | Disposed | 38200.0000 | Direct |
| 2004-12-23 | Common Stock | S | 900 | $105.7800 | Disposed | 37300.0000 | Direct |
| 2004-12-23 | Common Stock | S | 300 | $105.7600 | Disposed | 37000.0000 | Direct |
| 2004-12-23 | Common Stock | S | 700 | $105.7400 | Disposed | 36300.0000 | Direct |
| 2004-12-23 | Common Stock | S | 900 | $105.7200 | Disposed | 35400.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-12-23 | Non-Qualified Stock Option (right to buy) | $77.0000 | M | 50000 | Disposed | 2011-04-25 | Common Stock (50000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3067.3540 | Indirect |
Footnotes
F1: This Form 4 represents the first of two Form 4s to be filed today due to the sale of 50,000 shares of United Technologies Corporation common stock on December 23, 2004.
F2: Time restricted shares of Common Stock. 5,000 shares will vest on 10/8/2006 and 5,000 shares will vest on 10/8/2008, provided that Mr. Hess is employed by UTC or an affiliate on those dates.
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