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RTX Corp — Director's Dealing 2003
Jan 14, 2003
29781_dirs_2003-01-14_ecc8b1c1-be4d-4282-9ee1-a6f1e450be93.zip
Director's Dealing
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3 1 jamison3011403.htm SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response. . . . . 0.5
- Name and Address of Reporting Person* Jamison III, George H. (Last) (First) (Middle) United Technologies Corporation One Financial Plaza (Street) Hartford, CT 06101 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) January 13, 2003 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 4. Issuer Name and Ticker or Trading Symbol United Technologies Corporation UTX 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer Other Officer/Other Description Vice President, Communications 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) X Individual Filing Joint/Group Filing
Table I - Non-Derivative Securities Beneficially Owned
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form : (D) Direct (I) Indirect (Instr. 5) |
|---|---|---|
| No Securities Owned | 0.000 | D (1) |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). (over) SEC 1473 (3-99)
Jamison III, George H. - January 2003
Form 3 (continued)
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- Title of Derivative Security (Instr. 4) 2. Date Exercisable(DE) and Expiration Date(ED) (DE) | (ED) 3. Title and Amount of of Underlying Security (Instr. 4) 4. Conversion or Exercise Price 5. Ownership Form (D) Direct or (I) Indirect (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Explanation of Responses :
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. By: Charles F. Hildebrand, Attorney-in-Fact _____ ___ ** Signature of Reporting Person Date Power of Attorney Page 2 SEC 1473 (3-99)
Jamison III, George H. - January 2003
Form 3 (continued)
FOOTNOTE Descriptions for United Technologies Corporation UTX Form 3 - January 2003 George H. Jamison III United Technologies Corporation One Financial Plaza Hartford, CT 06101 Explanation of responses: (1) No securities beneficially owned, directly or indirectly.
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