AI assistant
Sending…
RTX Corp — Director's Dealing 2003
Jul 29, 2003
29781_dirs_2003-07-29_2a34f2ea-1740-4a34-9f6f-991579c7b757.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-07-28
Reporting Person: ROBERT OLIVIER J (President, Chubb PLC)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 2340 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| ESOP Series A Convertible Preferred Stock | $0.0000 | 1988-08-08 | Common Stock (216.6760) | Indirect | |
| Non-Qualified Stock Option (right to buy) | $25.0000 | 2006-02-03 | Common Stock (20000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $34.5000 | 2007-02-02 | Common Stock (20000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $36.5625 | 2008-01-01 | Common Stock (34000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $54.0000 | 2009-01-03 | Common Stock (24000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $62.5000 | 2010-01-02 | Common Stock (13300.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $75.2500 | 2011-01-01 | Common Stock (15200.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $64.3400 | 2012-01-01 | Common Stock (21700.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $63.4100 | 2013-01-01 | Common Stock (22500.0000) | Direct |
Footnotes
F1: The shares were acquired during the year pursuant to the United Technologies Corporation Savings Plan, a 401(k) plan. The acquisition of such shares is exempt and shares are convertible or redeemable at the option of the employee, at the termination of employment with the Corporation. A share of ESOP stock is convertible into four shares of common stock and is enttitled to 5.2 votes.
More from RTX Corp
Regulatory Filings
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 4
Major Shareholding Notification
2026
Apr 30
Interim / Quarterly Report
2026
Apr 21
Earnings Release
2026
Apr 21
Major Shareholding Notification
2026
Mar 27
Annual Report
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Regulatory Filings
2026
Mar 5