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RTX Corp — Director's Dealing 2003
Aug 19, 2003
29781_dirs_2003-08-19_566efc0a-3280-4ab0-8a74-972a64bdf9f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-08-15
Reporting Person: BUCKNALL WILLIAM L JR (SVP, Human Resources & Org.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-08-15 | Common Stock | M | 48000 | $17.0000 | Acquired | 96816.0000 | Direct |
| 2003-08-15 | Common Stock | F | 10670 | $76.4800 | Disposed | 86146.0000 | Direct |
| 2003-08-15 | Common Stock | F | 11554 | $76.4800 | Disposed | 74592.0000 | Direct |
| 2003-08-18 | Common Stock | S | 25776 | $77.0616 | Disposed | 48816.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-08-15 | Non-Qualified Stock Option (right to buy) | $17.0000 | M | 48000 | Disposed | 2004-02-28 | Common Stock (48000.0000) | Direct |
Footnotes
F1: The reporting person also directly owns 13,724 shares of United Technologies Career Restricted common stock and 40,000 shares of Restricted common stock.
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