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RTX Corp — Director's Dealing 2003
Aug 19, 2003
29781_dirs_2003-08-19_442272d7-f7d3-4d6c-9a53-de4f6e9ad428.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-08-15
Reporting Person: HARKIN RUTH R (SVP Intl Affairs & Gov't Rltns)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-08-15 | Phantom Stock Unit | $0.0000 | A | 8.7168 | Acquired | 1988-08-08 | Common Stock (8.7168) | Direct |
Footnotes
F1: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3.
F2: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period.
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