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RTX Corp — Director's Dealing 2003
Aug 25, 2003
29781_dirs_2003-08-25_85d1338b-fdbf-49a6-9bdb-a929a872a1af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-08-21
Reporting Person: TRACHSEL WILLIAM HI (SVP, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-08-21 | Common Stock | M | 32000 | $16.53 | Acquired | 63412.00 | Direct |
| 2003-08-21 | Common Stock | F | 6662 | $79.41 | Disposed | 56750.00 | Direct |
| 2003-08-21 | Common Stock | F | 7969 | $79.41 | Disposed | 48781.00 | Direct |
| 2003-08-22 | Common Stock | S | 17369 | $79.96 | Disposed | 31412.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-08-21 | Non-Qualified Stock Option (right to buy) | $16.53 | M | 32000 | Disposed | 2005-02-22 | Common Stock (32000.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 700.29 | Indirect |
Footnotes
F1: The reporting person also directly owns 11,468 shares of United Technologies Career Restricted common stock.
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