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RTX Corp — Director's Dealing 2003
Sep 4, 2003
29781_dirs_2003-09-04_873dbdae-141a-4e9b-aab4-deee61755552.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-09-02
Reporting Person: BRITTAN KENT L (VP, Supply Management)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-09-02 | Common Stock | M | 40000 | $36.5625 | Acquired | 40000.0000 | Direct |
| 2003-09-02 | Common Stock | F | 9000 | $79.9700 | Disposed | 31000.0000 | Direct |
| 2003-09-04 | Common Stock | S | 31000 | $79.5000 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-09-02 | Non-Qualified Stock Option (right to buy) | $36.5625 | M | 40000 | Disposed | 2008-01-01 | Common Stock (40000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1353.9910 | Indirect |
Footnotes
F1: The reporting person also directly owns 4,560 shares of United Technologies Career Restricted common stock.
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