RTX Corp — Director's Dealing 2003

Sep 12, 2003

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-09-10

Reporting Person: BERNARD BETSY J (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2003-09-10	Phantom Stock Unit	$0.0000	A	1285.0167	Acquired		Common Stock (1285.0167)	Direct
2003-09-10	Restricted Stock Units	$0.0000	A	1285.0167	Acquired		Common Stock (1285.0167)	Direct

Footnotes

F1: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash or in stock.

F2: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash or in stock.