RTX Corp — Director's Dealing 2003

Nov 7, 2003

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-11-06

Reporting Person: BORGMAN DEAN C (Chairman, Sikorsky Aircraft)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2003-11-06	Common Stock	C	753.741	$87.3300	Acquired	1043.3010	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2003-11-06	ESOP Series A Convertible Preferred Stock	$0.0000	C	116.771	Disposed		Common Stock (467.0840)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2500.0000	Direct

Footnotes

F1: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock.