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RTX Corp Director's Dealing 2003

Nov 12, 2003

29781_dirs_2003-11-12_b624c814-b919-4b26-9f5a-38507c89326d.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-07-28

Reporting Person: ROBERT OLIVIER J (President, Chubb PLC)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15000 Direct
Common Stock (Career Restricted) 2340 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
ESOP Series A Convertible Preferred Stock $0.0000 Common Stock (216.6760) Indirect
Non-Qualified Stock Option (right to buy) $25.0000 2006-02-03 Common Stock (20000.0000) Direct
Non-Qualified Stock Option (right to buy) $34.5000 2007-02-02 Common Stock (20000.0000) Direct
Non-Qualified Stock Option (right to buy) $36.5625 2008-01-01 Common Stock (34000.0000) Direct
Non-Qualified Stock Option (right to buy) $54.0000 2009-01-03 Common Stock (24000.0000) Direct
Non-Qualified Stock Option (right to buy) $62.5000 2010-01-02 Common Stock (13300.0000) Direct
Non-Qualified Stock Option (right to buy) $75.2500 2011-01-01 Common Stock (15200.0000) Direct
Non-Qualified Stock Option (right to buy) $64.3400 2012-01-01 Common Stock (21700.0000) Direct
Non-Qualified Stock Option (right to buy) $63.4100 2013-01-01 Common Stock (22500.0000) Direct

Footnotes

F1: These shares were inadvertently omitted from the reporting person's original Form 3. These share were also omitted from one Form 4 filed by the reporting person after his original Form 3 was filed.

F2: The shares were acquired during the year pursuant to the United Technologies Corporation Savings Plan, a 401(k) plan. The acquisition of such shares is exempt and shares are convertible or redeemable at the option of the employee, at the termination of employment with the Corporation. A share of ESOP stock is convertible into four shares of common stock and is enttitled to 5.2 votes.