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RTX Corp — Director's Dealing 2003
Nov 12, 2003
29781_dirs_2003-11-12_b624c814-b919-4b26-9f5a-38507c89326d.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-07-28
Reporting Person: ROBERT OLIVIER J (President, Chubb PLC)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15000 | Direct |
| Common Stock (Career Restricted) | 2340 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| ESOP Series A Convertible Preferred Stock | $0.0000 | Common Stock (216.6760) | Indirect | ||
| Non-Qualified Stock Option (right to buy) | $25.0000 | 2006-02-03 | Common Stock (20000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $34.5000 | 2007-02-02 | Common Stock (20000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $36.5625 | 2008-01-01 | Common Stock (34000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $54.0000 | 2009-01-03 | Common Stock (24000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $62.5000 | 2010-01-02 | Common Stock (13300.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $75.2500 | 2011-01-01 | Common Stock (15200.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $64.3400 | 2012-01-01 | Common Stock (21700.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $63.4100 | 2013-01-01 | Common Stock (22500.0000) | Direct |
Footnotes
F1: These shares were inadvertently omitted from the reporting person's original Form 3. These share were also omitted from one Form 4 filed by the reporting person after his original Form 3 was filed.
F2: The shares were acquired during the year pursuant to the United Technologies Corporation Savings Plan, a 401(k) plan. The acquisition of such shares is exempt and shares are convertible or redeemable at the option of the employee, at the termination of employment with the Corporation. A share of ESOP stock is convertible into four shares of common stock and is enttitled to 5.2 votes.