RTX Corp — Director's Dealing 2003

Nov 12, 2003

SEC Form 4/A — Form 4/A

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-11-06

Reporting Person: BORGMAN DEAN C (Chairman, Sikorsky Aircraft)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2003-11-06	Common Stock	C	467.084	$87.3300	Acquired	851.7730	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2003-11-06	ESOP Series A Convertible Preferred Stock	$0.0000	C	116.771	Disposed		Common Stock (467.0840)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2500.0000	Direct

Footnotes

F1: The box to indicate that the reporiting person is no longer subject to Section 16 was inadvertently not checked on the original Form 4. The reporting person's savings plan holdings have been revised to reflect the correct balance.

F2: The reporting person also directly owns 10,000 shares of United Technologies Restricted Common Stock.

F3: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock.