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RTX Corp — Director's Dealing 2003
Dec 12, 2003
29781_dirs_2003-12-12_f28567a9-69a4-4323-9b04-577af6c44f05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-12-10
Reporting Person: MCGRAW HAROLD III (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-12-10 | Restricted Stock Units | $0.0000 | A | 1132.8877 | Acquired | Common Stock (1132.8877) | Direct | |
| 2003-12-10 | Phantom Stock Unit | $0.0000 | A | 1416.1097 | Acquired | Common Stock (1416.1097) | Direct |
Footnotes
F1: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash.
F2: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash.