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RTX Corp — Director's Dealing 2003
Dec 23, 2003
29781_dirs_2003-12-23_15ef5424-36ac-4e6a-889c-5e9568b28db4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2003-12-19
Reporting Person: CASSIDY JOHN F JR (SVP, Science & Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-12-19 | Common Stock | M | 15000 | $34.5000 | Acquired | 15099.0000 | Indirect |
| 2003-12-19 | Common Stock | F | 3938 | $94.1000 | Disposed | 11161.0000 | Indirect |
| 2003-12-22 | Common Stock | S | 1876 | $94.9300 | Disposed | 9285.0000 | Indirect |
| 2003-12-22 | Common Stock | S | 3200 | $94.9200 | Disposed | 6085.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-12-19 | Non-Qualified Stock Option (right to buy) | $34.5000 | M | 15000 | Disposed | 2007-02-02 | Common Stock (15000.0000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7604.0000 | Direct |
| Common Stock | 4825.4360 | Indirect |
Footnotes
F1: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted Common Stock.
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