RTX Corp — Director's Dealing 2002

Oct 28, 2002

4/A 1 jdoucette102802.htm SEC Form 4/A

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response. . . . . 0.5

1. Name and Address of Reporting Person * Doucette, John (Last) (First) (Middle) United Technologies Corporation One Financial Plaza (Street) Hartford, CT 06101 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol United Technologies Corporation UTX 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 4. Statement for (Month/Year) October 15,2002 5. If Amendment, Date of Original (Month/Year) 10/15/2002 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer Other Officer/Other Description Vice President, E-Business & Chief Information Officer 7. Individual or Joint/Group Filing (Check Applicable Line) X Individual Filing Joint/Group Filing

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	3. Transaction Code and Voluntary Code (Instr. 8) Code | V	4. Securities Acquired (A) or Disposed (D) Of (Instr. 3, 4, and 5) Amount | A/D | Price	5. Amount of Securities Beneficially Owned at End ofMonth (Instr. 3 and 4)	6. Owner- ship Form: Direct(D) or Indirect (I) (Instr. 4)
Common Stock	10/12/2002	J |	1,110.000(1) | A |	1,110.000	D
Common Stock (Restricted)	10/12/2002 (2)	J |	1,110.000 | D |		D
Common Stock (Restricted)	10/12/2002	F |	890.000 | D | $53.6500	0.000	D

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). (over) SEC 1474 (3-99)

Doucette, John - October 2002

Form 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3)	2. Conver- sion or Exercise Price of Deri- vative Security	3. Transaction Date (Month/ Day/ Year)	4. Transaction Code and Voluntary (V) Code (Instr.8) Code | V	5. Number of Derivative Securities Acquired (A) or Disposed (D) Of (Instr. 3,4 and 5)	6. Date Exercisable(DE) and Expiration Date(ED) (Month/Day/Year) (DE) | (ED)	7. Title and Amount of Underlying Securities (Instr. 3 and 4)	9. Number of Derivative Securities Beneficially Owned at End of Month (Instr.4)	10. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I)
Non-Qualified Stock Option (right to buy)	$64.3400	01/02/2002	A |	(A) 22,900.000	01/02/2005 | 01/01/2012	Common Stock - 22,900.000	22,900.000	D

Explanation of Responses :

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. By: Charles F. Hildebrand (POA on file) _____ ___ ** Signature of Reporting Person Date Power of Attorney Page 2 SEC 1474 (3-99)

Doucette, John - October 2002

Form 4 (continued)

FOOTNOTE Descriptions for United Technologies Corporation UTX Form 4 - October 2002 John Doucette United Technologies Corporation One Financial Plaza Hartford, CT 06101 Explanation of responses: (1) Acquisition and disposition of shares reflects the vesting of restricted stock to unrestricted common stock. (2) Due to a typographical error the transaction date was originally reported as October 5, 2002. The correct date of the transaction is October 12, 2002.

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